Pendragon Capital Management

An Overview of the Pendragon Advantage

Founded in 1996, Pendragon Capital is a privately owned, independent investment firm.

Our portfolio managers honed their skills at large firms, but their commitment to personal, professional service inspired them to build Pendragon as a boutique wealth-management firm.

At Pendragon, you’ll deal directly with your portfolio manager. The advice you receive from us is clear, thoughtful, and individualized to meet your specific needs and goals.

Together, Pendragon and its clients seek long-term investment solutions using internally managed portfolios as the foundation, and, depending on the client’s needs, external managers to complete the strategy. Pendragon represents a complete financial solution for clients like you from planning through implementation, and evaluation.

We seek to be as comprehensive as possible working with your tax and legal advisors to create a rich platform for wealth preservation and growth.

The Pendragon Capital Management Team

Ian Green

MBA (Finance) Columbia University
BS (Accounting/Economics) Marist College
CPA, New York

To learn more about Ian, read Ian Green Embraces Individualized Expert Financial Advice

*See Five Star Professional disclosure below.

Ian Green is the firm’s President and Chief Investment Officer.

He has over 25 years of investment and business experience. He is a CPA, holds an MBA from Columbia University, and is a registered security, options, and municipal bond principal. Ian is the founder and principal of stock brokerage firm BrokerageSelect (member of FINRA SIPC and registered with MSRB), an affiliated company of Pendragon Capital Management, Inc.

Ian has been identified as a Five Star Wealth Manager seven years in a row, most recently in 2022. He has been featured in Fortune and Hudson Valley Magazines.

Ian is a Certified Public Accountant and a member of the AICPA’s (American Institute of CPAs) Personal Financial Planning section.

Connect with Ian on LinkedIn.

Kevin J. Donnelly

MBA (Finance & Accounting) Columbia University
BS (Computer Science) Union College, Schenectady, NY
CFP®

Kevin J. Donnelly has years of experience as a Certified Financial Planner® specializing in Asset Allocation, Life/Health Insurance, Variable and Fixed Annuities, 401Ks, Household Cash Flow, and Estate and Retirement Plans. Kevin is a registered representative with stock brokerage firm BrokerageSelect (member of FINRA SIPC and registered with MSRB), an affiliated company of Pendragon Capital Management, Inc.

Kevin is a graduate of Union College and has an MBA from Columbia University. He is a Certified Financial Planner®.

Kevin’s financial planning experience includes working for Arthur Andersen and CIGNA.

Andrew Fairbanks

MBA (Finance) Columbia University
BS (Architecture) Georgia Tech

To learn more about Andrew, read Andrew Fairbanks, Energy Sector Expert, and Climate Impact Co-Manager

Andrew Fairbanks has covered the energy sector for over 25 years. He is the Director of Research, Chief Investment Officer, and Co-Portfolio Manager for the Climate Impact Portfolio.

Before Pendragon, he was Director of Research at two relative value energy hedge funds for 7 years and covered global energy/utility companies at Merrill Lynch/Bank of America and other firms for 16 years.

Andrew received his MBA from Columbia Business School and holds a BS from the Georgia Institute of Technology.

Barry Drogy

MBA (Finance) Pace University
BA (Business/Corporate Communications) State University of New York

Barry Drogy has a wide range of experience in insurance, investments, and trusts. He is a registered representative with stock brokerage firm BrokerageSelect (member of FINRA SIPC and registered with MSRB), an affiliated company of Pendragon Capital Management, Inc.

Before joining Pendragon Capital, Barry held senior positions at Guardian Life Trust and Morgan Stanley Trust. He is an alumnus of The State University of New York and Pace University.

Connect with Barry Drogy on LinkedIn

Jonathan Bhushan

MBA (Finance) Columbia University
BS (Business Administration) University of Michigan

Jonathan Bhushan is a research consultant for Pendragon Capital Management. He has over 25 years of investment and business experience. He has held multiple senior risk management and relationship positions with Citibank London.

Jon holds a B.S. in Business Administration from the University of Michigan and an MBA from Columbia University.

Connect with Jonathan on LinkedIn.

Five Star Professional Disclosure

This award was issued on 5/1/24 by Five Star Professional (FSP) for the time period 9/6/23 through 2/29/24. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 483 Hudson Valley-area wealth managers were considered for the award; 33 (7% of candidates) were named 2024 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2023: 472, 33, 6.9%, 5/1/23, 10/3/22 – 3/3/23; 2022: 376, 24, 6%, 5/1/22, 8/16/21 – 2/11/22; 2021: 346, 28, 8%, 5/1/21, 8/3/20 – 2/26/21; 2020: 314, 20, 6%, 5/1/20, 8/1/19 – 3/13/20; 2019: 306, 29, 9%, 5/1/19, 8/8/18 – 3/7/19; 2018: 307, 30, 10%, 5/1/18, 8/17/17 – 3/6/18; 2017: 482, 154, 32%, 5/1/17, 8/24/16 – 2/28/17; 2016: 265, 86, 32%, 4/1/16, 9/9/15 – 3/16/16; 2015: 373, 85, 23%, 6/1/15, 9/9/14 – 3/16/15; 2014: 478, 99, 21%, 5/1/14, 9/9/13 – 3/16/14; 2013: 585, 135, 23%, 5/1/13, 9/9/12 – 3/16/13; 2012: 494, 121, 24%, 5/1/12, 9/9/11 – 3/16/12. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed, or denied complaints with any regulatory authority or FSP’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate the quality of services provided to clients. The award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their clients’ assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future. Visit www.fivestarprofessional.com.