Registered Investment Advisor

Pendragon Capital Management, Inc. (“Pendragon”) is an investment adviser registered with the State of New York and our fees and services are more particularly described in Form ADV Part 2A.  Registration with the SEC or other securities regulators does not imply a certain level of skill or training.

This website provides general information about the business practices and professionals of Pendragon. The information is not intended, and should not be construed, as legal, tax, or investment advice. We do not provide and we do not offer to provide personalized investment advice over the internet.  The information provided has not been approved or verified by any state or federal securities authority. Additional information about Pendragon is available on the Securities and Exchange Commission website at

Securities Transactions

At client direction, securities transactions may be conducted through *BD Name*, Member FINRA/SIPC. *BD Name* is an affiliate of Pendragon.  For information pertaining to the registration status of *BD Name*, please contact FINRA and or the SEC.

General Disclosure

This website is for informational purposes only and does not constitute an offer to provide advisory or other services by Pendragon in any jurisdiction in which such offer would be unlawful under the securities laws of such jurisdiction. The information contained on this website should not be construed as financial or investment advice on any subject matter and statements contained herein are the opinions of Pendragon and are not to be construed as guarantees, warranties, or predictions of future events, portfolio allocations, portfolio results, investment returns, or other outcomes. Viewers of this website should not assume that all recommendations will be profitable or that future investment and/or portfolio performance will be profitable or favorablePendragon expressly disclaims all liability with respect to actions taken based on any or all of the information on this website.


No information regarded as confidential should be forwarded to Pendragon prior to communicating directly with a professional associated with the firm.  Additionally, no assurances can be made that electronic messages will only be viewed by the intended recipient.


The entire content included in this site, including but not limited to text, graphics, or code is copyrighted as a collective work under the United States and other copyright laws and is the property of Pendragon. ALL RIGHTS RESERVED. Permission is granted to electronically copy and print hard copy portions of this site. Any other use, including but not limited to the reproduction, distribution, display, or transmission of the content of this site is strictly prohibited unless authorized by Pendragon.


All trademarks, service marks, and trade names of Pendragon used on the site are trademarks or registered trademarks of Pendragon.


There are links to third-party websites on the internet contained in this website. We provide these links because we believe these websites contain information that might be useful, interesting, and or helpful to your professional activities. Pendragon has no affiliation or agreement with any linked website. The fact that we provide links to these websites does not mean that we endorse the owner or operator of the respective website or any products or services offered through these sites. We cannot and do not review or endorse or approve the information on these websites, nor does Pendragon warrant that a linked site will be free of computer viruses or other harmful code that can impact your computer or other web-access device. The linked sites are not under the control of Pendragon, and we are not responsible for the contents of any linked site or any link contained in a linked site. By using this website to search for or link to another site, you agree and understand that such use is at your own risk.